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Compliance Jobs in Hong Kong

Jobs 1 to 25 of 861


Compliance Manager [Description] Your new role You will participate in compliance risk assessments, reporting, reviews, testing, provide compliance...
Location: Hong Kong
Language(s): Only English Required
Date Added: 02 Jan 2018
Compliance Manager [Description] You will perform compliance checks/review on investment products, provide advisory services to the business unites on...
Location: Hong Kong
Language(s): Only English Required
Date Added: 12 Jan 2018
Assistant Compliance Manager, General Compliance [Description] Responsibilities Formulate, review and update the compliance policies and...
Location: Hong Kong
Language(s): Only English Required
Date Added: 26 Dec 2017
COMPLIANCE DIRECTOR [Description] Reporting to both Asia CEO in Hong Kong & Chief Compliance Office in the US, your main task is to provide a complete...
Location: Hong Kong
Language(s): Only English Required
Date Added: 12 Jan 2018
Compliance VP [Description] Responsibilities: • Report to the Head of Compliance, handle day to day various compliance duties in order to ensure...
Location: Hong Kong
Language(s): Only English Required
Date Added: 02 Jan 2018
General Compliance [Description] Your new role You will assist in managing General Compliance function for the bank while also providing advisory...
Location: Hong Kong
Language(s): Only English Required
Date Added: 02 Jan 2018
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Compliance Manager [Description] Responsibilities: Acting as a Compliance Manager, you will be responsible for: Liaise with regulatory bodies such as...
Location: Hong Kong
Language(s): Only English Required
Date Added: 09 Jan 2018
Compliance Officer [Description] Your new role You will be responsible to support in disseminating the HKMA and SFC circulars, coordinating the...
Location: Hong Kong
Language(s): Only English Required
Date Added: 08 Jan 2018
Senior Compliance Professional (Listing Compliance) [Description] Job Description Due to expansion, this leading group which is involved in the...
Location: Hong Kong
Language(s): Only English Required
Date Added: 11 Jan 2018
Compliance Manager [Description] Responsibilities : Report to the Chairman and closely partner with the Responsible Officers; Identify and assess...
Location: Hong Kong
Language(s): Only English Required
Date Added: 09 Jan 2018
Head of Compliance [Description] Responsibilities: You will work in the Global Compliance Department to develop overall global department goals and...
Location: Hong Kong
Language(s): Only English Required
Date Added: 15 Jan 2018
Head of Compliance [Description] RESPONSIBILITIES • Serve as liaison between the business and the SFC, its primary, local regulator • Manage the...
Location: Hong Kong
Language(s): Only English Required
Date Added: 08 Jan 2018
Investment Compliance [Description] Responsibilities: You will perform daily monitoring of trade activities for specific equity and fixed income...
Location: Hong Kong
Language(s): Only English Required
Date Added: 15 Jan 2018
COO Compliance & Head of Central Compliance, APAC [Description] The key responsibilities for this position are as follows: Lead the management and...
Location: Hong Kong
Language(s): Only English Required
Date Added: 20 Dec 2017
AVP - Compliance (Chinese IBD) [Description] Your new role You will be responsible for assisting in developing, updating and reviewing compliance...
Location: Hong Kong
Language(s): Only English Required
Date Added: 08 Jan 2018
Head of PB Compliance [Description] This person will be the Head of PB Compliance to handle all the regulatory compliance duties. As the leader of...
Location: Hong Kong
Language(s): Only English Required
Date Added: 17 Jan 2018
Chief Compliance Officer [Description] The role will manage a sizeable team in provision of the fThe role will manage a sizeable team in provision of...
Location: Hong Kong
Language(s): Only English Required
Date Added: 17 Jan 2018
AVP - Compliance (Corporate Banking) [Description] Responsibilities: Provide compliance advice to different business units of the Bank in the...
Location: Hong Kong
Language(s): Only English Required
Date Added: 17 Jan 2018
Equities Compliance VP [Description] Your new role You will be joining an established team, building strong relations with the business to ensure a...
Location: Hong Kong
Language(s): Only English Required
Date Added: 16 Jan 2018
Regulatory Compliance Manager - 1089276 [Description] Your new role You will continuously align business operations with compliance standards and...
Location: Hong Kong
Language(s): Only English Required
Date Added: 27 Dec 2017
HEAD OF COMPLIANCE – FINANCIAL SERVICES [Description] · TYPE 1 & 4 LICENSE EXPERIENCE REQUIRED · LEADERSHIP ROLE · MANAGE...
Location: Hong Kong
Language(s): Only English Required
Date Added: 20 Dec 2017
Executive Director - PWM Compliance [Description] The key responsibilities for this position are as follows: Advise the PWM business on all...
Location: Hong Kong
Language(s): Only English Required
Date Added: 27 Dec 2017
Vice Presidents – Equities Compliance [Description] The key responsibilities for this position are as follows: Provide advice on regulatory...
Location: Hong Kong
Language(s): Only English Required
Date Added: 27 Dec 2017
Vice President – Equities Compliance [Description] The key responsibilities for this position are as follows: Provide advice on regulatory compliance...
Location: Hong Kong
Language(s): Only English Required
Date Added: 29 Dec 2017
Vice President – Equities Compliance [Description] The key responsibilities for this position are as follows: Provide advice on regulatory compliance...
Location: Hong Kong
Language(s): Only English Required
Date Added: 29 Dec 2017

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