Responsibilities Assist Compliance Director to provide daily compliance advice to business; Draft and revise internal policies and procedures; Review...
Language(s): Only English Required
Date Added: 25 Dec 2020
Date Added: 25 Dec 2020
Responsibilities: Handle and review enquires from regulators on trade-related enquiries, demand for information and investigation related requests;...
Language(s): Only English Required
Date Added: 25 Dec 2020
Date Added: 25 Dec 2020
We offer wholesale banking products and services in Hong Kong. To cope with our business growth, we are currently seeking a high caliber professional...
Language(s): Only English Required
Date Added: 25 Dec 2020
Date Added: 25 Dec 2020
Company Description Our client, a well-established hedge fund with offices globally, is seeking a standalone Compliance Officer based in their HK...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 10 Jan 2021
Language(s): Only English Required
Date Added: 10 Jan 2021
Job Responsibilities Account for compliance department performance, ensure SFC controlled types 1,4 and 9 business are completely covered As head...
Language(s): Only English Required
Date Added: 25 Dec 2020
Date Added: 25 Dec 2020
Job Responsibilities As the Head of Compliance, Hong Kong to advise Senior Management and staff on compliance issues; Perform transaction monitoring...
Language(s): Only English Required
Date Added: 25 Dec 2020
Date Added: 25 Dec 2020
Our client is an investment arm of a prestigious investment group with public and private investments globally. They are currently looking for a...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 16 Jan 2021
Language(s): Only English Required
Date Added: 16 Jan 2021
Company Description Our client, a well-established asset management company, is seeking a Compliance Specialist. Responsibilities Act as the key...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 19 Jan 2021
Language(s): Only English Required
Date Added: 19 Jan 2021
Job description Assist in AML and business conduct related transaction surveillance work Assist in KYC and client onboarding related compliance...
Language(s): Only English Required
Date Added: 25 Dec 2020
Date Added: 25 Dec 2020
Global Asset Management firm Investment Compliance experience Our client is a global investment management company with an unparalleled reputation...
Language(s): Only English Required
Date Added: 25 Dec 2020
Date Added: 25 Dec 2020
Job Description & Requirements Interactive Brokers is seeking an individual that is hard working, detail-oriented, a quick learner, careful and a...
Language(s): Only English Required
Date Added: 25 Dec 2020
Date Added: 25 Dec 2020
Responsibilities: Conduct risk-based compliance reviews according to the Annual Compliance Review Plan. dentify and evaluate regulatory compliance...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 11 Jan 2021
Language(s): Only English Required
Date Added: 11 Jan 2021
Responsibilities: Handle compliance duties in relation to Type 1, 2, 4, 6 and 9 RA Liaising with regulators and external counsels on regulatory...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 23 Jan 2021
Language(s): Only English Required
Date Added: 23 Jan 2021
The Company Our client is a Global Banking Group, with strong presences in Asia, provide excellent career opportunities and staff benefits. As part of...
Language(s): Only English Required
Date Added: 25 Dec 2020
Date Added: 25 Dec 2020
Our client is a top securities / brokerage is currently looking for a Compliance Director for their wealth management business. This person will lead...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 16 Jan 2021
Language(s): Only English Required
Date Added: 16 Jan 2021
Nomura Overview Nomura is an Asia-based financial services group with an integrated global network spanning over 30 countries. By connecting markets...
Language(s): Only English Required
Date Added: 25 Dec 2020
Date Added: 25 Dec 2020
Responsibilities Lead the department to oversee general compliance issues in relation to all regulated businesses covering banking, securities,...
Language(s): Only English Required
Date Added: 25 Dec 2020
Date Added: 25 Dec 2020
Well-established Chinese Bank looking for a Head of Central Compliance Your new company This is a local bank in Hong Kong with extensive presence...
Language(s): Only English Required
Date Added: 25 Dec 2020
Date Added: 25 Dec 2020
Our client is currently expanding their team and the opportunity is seated in Hong Kong. Responsibilities includes but not limited to: Regional...
Language(s): Only English Required
Date Added: 25 Dec 2020
Date Added: 25 Dec 2020
Responsibilities Ensure bank''s policies and procedures are in compliance with regulatory requirements Manage and conduct compliance checking...
Language(s): Only English Required
Date Added: 25 Dec 2020
Date Added: 25 Dec 2020
Responsibilities To assist the Head of Regulatory Compliance in managing all regulatory compliance issues To handle and advise business and support...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 15 Jan 2021
Language(s): Only English Required
Date Added: 15 Jan 2021
Responsibilities To assist the Head of Regulatory Compliance in managing all regulatory compliance issues To handle and advise business and support...
Language(s): Only English Required
Date Added: 25 Dec 2020
Date Added: 25 Dec 2020
Company Background Vistra has a diverse global workforce of more than 4,500 people from 45 corners of the world. We are in major city centers like...
Language(s): Only English Required
Date Added: 25 Dec 2020
Date Added: 25 Dec 2020
WELLINGTON MANAGEMENT Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 01 Jan 2021
Language(s): Only English Required
Date Added: 01 Jan 2021
Responsibilities Conduct daily FICC business advisory - provide advice to business on compliance issues regarding new products, transactions,...
Language(s): Only English Required
Date Added: 25 Dec 2020
Date Added: 25 Dec 2020
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