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Compliance Officer Jobs in Hong Kong

Jobs 1 to 25 of 2443


Senior Compliance Officer (SVP) Responsibilities: Compliance check on staff and funds trading, confirm no irregularity is happened. Advise Management...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 13 Jun 2019
Duties: •Establishing, enhancing, and monitoring compliance controls over the firm's operations •Creating training to promote compliance...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 05 Jun 2019
Duties & Responsibilities Provide support in all compliance function to ensure full compliance with regulatory requirements Assist in the...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 05 Jun 2019
Reporting to the Head of Banking Compliance, you will be responsible for providing administrative support to the Group Compliance Division to...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 17 Jun 2019
Responsible Officer 1,4,5,9 Our client is a well-known, international financial services group. The group operates across dozens and dozens of...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 07 Jun 2019
Our client is one of the top tier private banks with extensive coverage in the world. They provide equity and debt underwriting, corporate lending and...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 05 Jun 2019
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Junior Compliance Officer [Description] Key responsibilities: - Report directly to the Team manager - Complete and maintain the Client Due...
Location: Hong Kong
Language(s): Only English Required
Date Added: 21 May 2019
Chief Compliance Officer [Description] Global Asset Management Firm Regional Position Attractive Remuneration Package The key responsibilities for...
Location: Hong Kong
Language(s): Only English Required
Date Added: 12 Jun 2019
In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 05 Jun 2019
APAC Compliance Officer - 15127/RUP [Description] This multinational pharmaceutical company seeks to appoint a Regional Compliance Officer to oversee...
Location: Hong Kong
Language(s): Only English Required
Date Added: 12 Jun 2019
Our client, a Tier 1, international corporate and investment bank, is looking for an immediately available Compliance Officer to join the Wealth...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 05 Jun 2019
Reporting to the Head of Banking Compliance, you will be responsible for providing a compliance support to the Group Compliance Division to facilitate...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 17 Jun 2019
In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 05 Jun 2019
Carry out Financial Security related second level control programme. To identify and control compliance risks/ exceptions, implementing monitoring...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 13 Jun 2019
Some careers grow faster than others. If you're looking for a career that will give you plenty of opportunities to develop, join HSBC and...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 13 Jun 2019
In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 08 Jun 2019
Responsibilities With the support of our external compliance consultant, provide internal support in all compliance function, statutory requirement...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 13 Jun 2019
Compliance Manager [Description] Job Overview: Support compliance work for the Groups Hong Kong branch, maintain an effective compliance and control...
Location: Hong Kong
Language(s): Only English Required
Date Added: 21 May 2019
Senior Compliance Officer, Large Corporation (Open for Big 4) [Description] Responsibilities You would support to develop the compliance and control...
Location: Hong Kong
Language(s): Only English Required
Date Added: 24 May 2019
Perform periodic review on existing customer profile in accordance with both internal and regulatory requirements including transaction analysis,...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 05 Jun 2019
Responsibilities: Work as Compliance Officer, the successful candidate will provide major compliance support to Control Room regarding Investment...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 05 Jun 2019
Senior Vice President, Equities Compliance Officer [Description] International Leading Financial Institution Team Manager Friendly Working...
Location: Hong Kong
Language(s): Only English Required
Date Added: 12 Jun 2019
The Asia Pacific (APAC) Bloomberg Compliance team is part of the Global Compliance Department and provides compliance coverage of Bloomberg's...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 05 Jun 2019
Responsibilities: Report directly to the Head of Compliance and Regulatory Affairs, Asia Pacific alongside the regional compliance team Act as the...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 06 Jun 2019
In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently...
Location: Hong Kong , Hong Kong Island
Language(s): Only English Required
Date Added: 05 Jun 2019

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