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Head Legal Compliance Jobs in Hong Kong

Jobs 1 to 25 of 1975


The position will be responsible for providing strategic counsel:  Transactional matters such as capital markets transactions,  Provide legal and...
Location: Hong Kong
Language(s): Only English Required
Date Added: 12 Sep 2019
1. Be responsible for the overall legal and compliance matters 2. Contact SFC, external Legal and authorities 3. Monitor compliance, AML and other...
Location: Hong Kong
Language(s): Only English Required
Date Added: 02 Sep 2019
Job Highlights Good career progression Good salary and working environment 3 years of compliance experience in banking Responsibilities: Report to...
Location: Hong Kong
Language(s): Only English Required
Date Added: 21 Aug 2019
Job Description Head of Governance and Oversight Compliance Our client is an expanding international banking group providing services in Corporate...
Location: Hong Kong
Language(s): Only English Required
Date Added: 14 Sep 2019
Are you looking for unlimited opportunities to develop and succeed? With work that challenges and makes a difference, within a flexible and...
Location: Hong Kong
Language(s): Only English Required
Date Added: 11 Sep 2019
Key Responsibilities      •Act as Business Controls & Compliance Officer for HRG to ensure that a solid first line of defense for HRG is established...
Location: Hong Kong
Language(s): Only English Required
Date Added: 21 Aug 2019
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job description about the company Our client is an expanding Fintech firm in Asia. about the job You will oversee all daily compliance...
Language(s): Only English Required
Date Added: 26 Aug 2019
job description about the company Our client is an expanding Corporate & Institutional Banking business in Asia. About the team You will...
Location: Hong Kong
Language(s): Only English Required
Date Added: 03 Sep 2019
job description about the company. Our client is a foreign corporate bank with strong presence in the region. about the job. Assist in...
Location: Hong Kong
Language(s): Only English Required
Date Added: 06 Sep 2019
Main responsibilities: The mandate of the Capital Markets Surveillance (CMS) team covers Trade Surveillance, Communications Surveillance and...
Location: Hong Kong
Language(s): Only English Required
Date Added: 06 Sep 2019
About Schroders We’re a global investment manager. We help institutions, intermediaries and individuals around the world invest money to meet their...
Location: Hong Kong
Language(s): Only English Required
Date Added: 06 Sep 2019
Responsibilities:  Conduct/supervise subordinates in conducting regular case-checking to ensure compliance with regulatory requirements and Company...
Location: Hong Kong
Language(s): Only English Required
Date Added: 08 Aug 2019
Responsibilities: Handling of SFC licensing matters; Assist in handling external regulatory enquiries; Assist in formulating compliance policies and...
Location: Hong Kong
Language(s): Only English Required
Date Added: 30 Aug 2019
Main responsibilities Regulatory Affairs Management Assist in handling day-to-day regulatory requests from HKMA and SFC, including coordination of...
Location: Hong Kong
Language(s): Only English Required
Date Added: 06 Sep 2019
Job Responsibilities Provide quality advisory service (including internal users'' queries, regulator''s queries I on-site I off-site examination,...
Location: Hong Kong
Language(s): Only English Required
Date Added: 03 Sep 2019
Our client, a growing Regional Bank, is looking for a VP to join the compliance team to support their Corporate Banking business. Responsibilities:...
Location: Hong Kong
Language(s): Only English Required
Date Added: 27 Aug 2019
1.  就證監會、香港廉政公署ICAC和商業罪案調查科不時要求提供與證券及期貨有關交易/系統狀況等查詢、提問及調查,與相關部門聯繫,查閱/整理相關資料及系統記錄後準備資料回復; 2、指導同事並按時處理合規抽查 3、參與大型合規項目...
Location: Hong Kong
Language(s): Chinese
Date Added: 17 Sep 2019
Reporting to the Head of Banking Compliance, you will be responsible for supporting the handling of banking related compliance matters within the...
Location: Hong Kong
Language(s): Only English Required
Date Added: 15 Sep 2019
The Regulatory Compliance Department seeks to ensure that HKEX and its regulated affiliates have adequate procedures to comply with their regulatory...
Location: Hong Kong
Language(s): Only English Required
Date Added: 17 Sep 2019
Responsibilities Working closely with the Head of Compliance to implement and monitor the regional compliance program. Liaising with local regulatory...
Location: Hong Kong
Language(s): Only English Required
Date Added: 10 Sep 2019
Job Description Our client is a well-established financial institution with full service scope in investment banking, corporate finance, futures,...
Location: Hong Kong
Language(s): Only English Required
Date Added: 15 Sep 2019
Our client is a leading investment holding Group specializing in securities, future, Forex trading and asset management. They are seeking a Senior...
Location: Hong Kong
Language(s): Only English Required
Date Added: 13 Sep 2019
Job Description This leading international bank is looking for a legal counsel to join its small team based in Central, Hong Kong. Reporting to the...
Location: Hong Kong
Language(s): Only English Required
Date Added: 15 Sep 2019
Primary Location: Hong Kong SAR of PRC,Hong Kong,Hong Kong Other Location: Philippines,Central Luzon,Manila Education: Bachelor''s Degree Job...
Location: Hong Kong
Language(s): Only English Required
Date Added: 08 Sep 2019
Responsibilities:  Report to the Head of Legal & Compliance and Head of Asset Management Design and conduct an effective compliance framework and...
Location: Hong Kong
Language(s): Only English Required
Date Added: 10 Aug 2019

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