About Wells Fargo: Wells Fargo & Company (NYSE: WFC) is a diversified, community-based financial services company with $2.0 trillion in assets....
Language(s): Only English Required
Date Added: 07 Dec 2018
Date Added: 07 Dec 2018
Key Responsibilities · Provide compliance advisory services to Global Markets front, middle and back office on regulatory and compliance issues,...
Language(s): Only English Required
Date Added: 07 Dec 2018
Date Added: 07 Dec 2018
Responsibilities: Responsible for the systems and controls in place in respect of AML and anti-terrorism Provide advisory to business in relation to...
Language(s): Only English Required
Date Added: 07 Dec 2018
Date Added: 07 Dec 2018
Responsibilities: - KYC, working across Corporate and Institutional banking - Client facing - end to end KYC process for Corporate clients - The...
Language(s): Only English Required
Date Added: 07 Dec 2018
Date Added: 07 Dec 2018
- Lead the legal and compliance team, functioning as the gate keeper and supporter of all major business lines and other key functions. - liaise with...
Language(s): Only English Required
Date Added: 08 Dec 2018
Date Added: 08 Dec 2018
Report directly to Chief Compliance Officer of the bank, this role is essential to provide regulatory compliance oversight for Retail Banking and...
Language(s): Only English Required
Date Added: 08 Dec 2018
Date Added: 08 Dec 2018
The Role & Responsibilities: Structuring and drafting documentation relating to structured securities issuance under the bank's EMTN, Certificates...
Language(s): Only English Required
Date Added: 05 Dec 2018
Date Added: 05 Dec 2018
Responsibilities: Handle inquiries and investigation from various regulators Handle licensing matters/KYC checks Perform compliance testing/checking...
Language(s): Only English Required
Date Added: 10 Dec 2018
Date Added: 10 Dec 2018
This key role will report to the General Counsel and focus on private equity and funds related deals. Key Responsibilities: Handle and draft various...
Language(s): Only English Required
Date Added: 04 Dec 2018
Date Added: 04 Dec 2018
This key role will supervise a small team in the following areas: Proactively provide legal advice to the management and business units on a variety...
Language(s): Only English Required
Date Added: 04 Dec 2018
Date Added: 04 Dec 2018
Provide Compliance support to / advise Infrastructure functions on regulatory matters and compliance policies and procedures; Work with global and...
Language(s): Only English Required
Date Added: 04 Dec 2018
Date Added: 04 Dec 2018
Job description: Give accurate and timely counsel to executives in a variety of legal topics (labor law, partnerships, international ventures,...
Language(s): Only English Required
Date Added: 04 Dec 2018
Date Added: 04 Dec 2018
Leading global investment bank is seeking an experienced lawyer to join their regional legal team. The Legal Counsel will focus on supporting the...
Language(s): Only English Required
Date Added: 04 Dec 2018
Date Added: 04 Dec 2018
Your new company Your new company is one of the best-performing licensed corporations in Hong Kong, headquartered in China. The company has formed a...
Language(s): Only English Required
Date Added: 04 Dec 2018
Date Added: 04 Dec 2018
Environment Global Banking & Investor Solutions is the Corporate and Investment Banking arm of the Société Générale Group. Present in over 50...
Language(s): Only English Required
Date Added: 04 Dec 2018
Date Added: 04 Dec 2018
Our client is the largest retail and commercial banking group in HK, with an established and well repsected compliance culture. As part of the senior...
Language(s): Only English Required
Date Added: 04 Dec 2018
Date Added: 04 Dec 2018
Department Summary The firm is Asia's leading brokerage and investment group. The company provides equity broking and execution services, corporate...
Language(s): Only English Required
Date Added: 04 Dec 2018
Date Added: 04 Dec 2018
Position Overview Role Description Provide compliance and regulatory advice to Corporate Finance on transactions and general matters on a daily...
Language(s): Only English Required
Date Added: 04 Dec 2018
Date Added: 04 Dec 2018
The Company A well established Securities firm with SFC type 1,4,9, backed by a large Holding Group, with a fast growing presence, is looking for...
Language(s): Only English Required
Date Added: 04 Dec 2018
Date Added: 04 Dec 2018
Responsibilities: Provide compliance advice and support on AML matters to all business and operation units Perform transactions / alerts analysis and...
Language(s): Only English Required
Date Added: 06 Dec 2018
Date Added: 06 Dec 2018
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