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Trade Surveillance Regulatory


Trade Surveillance Regulatory Jobs in Hong Kong

Jobs 1 to 25 of 1642


Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment...
Language(s): Only English Required
Date Added: 08 Oct 2019
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)''s Surveillance team responsible for the design, implementation,...
Location: Hong Kong
Language(s): Only English Required
Date Added: 09 Oct 2019
Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)''s Surveillance team responsible for the design, implementation,...
Location: Hong Kong
Language(s): Only English Required
Date Added: 09 Oct 2019
Serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)''s Surveillance team responsible for the design, implementation,...
Location: Hong Kong
Language(s): Only English Required
Date Added: 09 Oct 2019
Wells Fargo & Company (NYSE: WFC) is a leading global financial services company with $2.0 trillion in assets and offices in over 37 countries....
Location: Hong Kong
Language(s): Only English Required
Date Added: 12 Oct 2019
Responsibilities: - Assist Business Monitoring & Surveillance team (“BMS” team) in conducting periodic surveillance review. - Conduct surveillance...
Location: Hong Kong
Language(s): Only English Required
Date Added: 02 Sep 2019
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Job Responsibilities: Responsible for execution of HKEX''s Annual Attestation and Inspection Programme, enforcement of HKEX rules and regulations,...
Location: Hong Kong
Language(s): Only English Required
Date Added: 12 Oct 2019
In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently...
Location: Hong Kong
Language(s): Only English Required
Date Added: 08 Sep 2019
Some careers grow faster than others. If you''re looking for a career that will give you plenty of opportunities to develop, join HSBC and your...
Location: Hong Kong
Language(s): Only English Required
Date Added: 19 Sep 2019
In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently...
Location: Hong Kong
Language(s): Only English Required
Date Added: 10 Oct 2019
Our client, a reputable Regional Corporate Bank is looking for a VP- Trade Product Management to cope with their business expansion....
Location: Hong Kong
Language(s): Only English Required
Date Added: 26 Sep 2019
Key Responsibilities:  • To design and enhance the compliance review framework related to Overseas & Local Regulatory Requirements • To conduct...
Location: Hong Kong
Language(s): Only English Required
Date Added: 27 Sep 2019
In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently...
Location: Hong Kong
Language(s): Only English Required
Date Added: 09 Oct 2019
This is an exciting opportunity with global retail / consumer bank, with solid and established compliance culture in placed. They are looking for...
Language(s): Only English Required
Date Added: 02 Oct 2019
The HK Fixed Income Trade Support Group is part of the Trading Operations organization within Institutional Securities Group Product Operations and...
Language(s): Only English Required
Date Added: 11 Oct 2019
Some careers have more impact than others. If you're looking for a career where you can make a real impression, join HSBC and discover how valued...
Language(s): Only English Required
Date Added: 05 Oct 2019
The Compl Bus Control Intmd Anlyst is a developing professional role. Deals with most problems independently and has some latitude to solve complex...
Location: Hong Kong
Language(s): Only English Required
Date Added: 09 Oct 2019
Job Responsibilities: Build relationships with financial institutions, regulatory and industry bodies to ensure the team is fully abreast of all...
Location: Hong Kong
Language(s): Only English Required
Date Added: 10 Sep 2019
DBS. Living, Breathing Asia. DBS is a leading financial services group in Asia, with over 280 branches across 18 markets. Headquartered and...
Location: Hong Kong
Language(s): Only English Required
Date Added: 08 Oct 2019
Some careers have more impact than others. If you''re looking for a career where you can make a real impression, join HSBC and discover how valued...
Location: Hong Kong
Language(s): Only English Required
Date Added: 10 Oct 2019
Some careers open more doors than others. If you''re looking for a career that will unlock new opportunities, join HSBC and experience the...
Location: Hong Kong
Language(s): Only English Required
Date Added: 03 Oct 2019
About Deloitte China Our professionals at Deloitte China provide a full range of audit & assurance, consulting, financial advisory, risk management...
Location: Hong Kong
Language(s): Only English Required
Date Added: 09 Oct 2019
Role Description: The Hong Kong Markets & Regulatory Legal team is seeking a lawyer tosupport the APAC markets business, with a primary focus on...
Location: Hong Kong
Language(s): Only English Required
Date Added: 18 Sep 2019
Ensuring compliance with all relevant policies and procedures according to both group guidance and HKMA perspective, to ensure effective control...
Location: Hong Kong
Language(s): Only English Required
Date Added: 04 Oct 2019
As an experienced member of our Software Engineering Group we look first and foremost for people who are passionate around solving business problems...
Location: Hong Kong
Language(s): Only English Required
Date Added: 15 Oct 2019

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